Market Abuse

We have first-rate experts to provide specialized advice to entities in the detection, mitigation and management of risks linked to behaviors constituting market abuse.

Our approach combines extensive regulatory knowledge, operational experience and institutional sensitivity to ensure effective dialogue with the supervisor and thus strengthen control and compliance mechanisms.

Our services include a comprehensive approach to the prevention and management of market abuse. We carry out risk diagnoses through the evaluation of internal processes, with the objective of identifying possible vulnerabilities in the face of punishable behavior. We assist in the design and implementation of effective controls and policies to prevent and detect irregular behaviors, adapted to the specific needs of each entity. In addition, we provide specialized training aimed at key teams, such as regulatory compliance, legal, trading and communication departments, focused on applicable regulations and best practices in the sector. We accompany entities in supervisory, inspection or sanction processes, offering technical assistance in investigations and cases related to market abuse. In addition, we review sensitive communications and operations, including analysis of Initiate lists, publications and financial transactions, to ensure regulatory compliance. Finally, we advise on the design and formalization of communications addressed to the CNMV in relation to suspicious transactions, ensuring that they comply with regulatory requirements and accurately reflect the internal analysis carried out.

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