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Financial regulations
That analytical process starts with daily monitoring of those developments, from the consultation and drafting stages right through to approval, whether in the form of directives, regulations, laws, guidelines or circulars, followed by analysis of the general impacts on the financial sector as a whole, which translates into:
– Regulation alerts.
– Regulation weeklies and monthlies.
– Regulation seminars.
– Regulation hotline.
Exclusive services for the clients that subscribe to this monitoring and alert service, channelled through Afi Research.
For entities interested in a gaining more personalised understanding of the effects of new regulations, our analysis focuses on the generation of specific impact reports for the financial institutions that hire us to provide that service.
However, monitoring and analysis is just one of our financial regulation services. Our close monitoring and analysis of regulatory developments has enabled us to develop a broad range of services in the area of application of prudential regulation requirements, with particular expertise in capital, liquidity and governance requirements and in the recovery and resolution field (IACL, ICAAP, ILAAP, risk appetite framework, IRP, stress tests, drafting of board committee regulations, suitability tests, recovery plans, information for resolution plans, etc.)
Lastly, our vast knowledge of the body of applicable regulations is rounded out with the ability to assist the financial institutions with their applications and authorisations before the supervisory authorities (Bank of Spain, European Central Bank, markets and insurance sector watchdogs, etc.), such as requests for licenses, delegation of essential functions, acquisitions or taking of significant stakes in entities, etc.